4E001 Category 4E
“Technology” as follows (see List of Items Controlled).
Category 4: Computers
Reasons for control
- NS: National security
- MT: Missile technology
- RS: Regional stability
- CC: Crime control
- AT: Anti-terrorism
Country chart
| Control | Column |
|---|---|
| AT applies to entire entry | AT 1 |
| CC applies to “technology” for computerized finger-print equipment controlled by 4A003 for CC reasons | CC 1 |
| MT applies to “technology” for items controlled by 4A001.a and 4A101 for MT reasons | MT 1 |
| NS applies to entire entry, except for “technology” for 4A090 or “software” specified by 4D090 | NS 1 |
| RS applies to “technology” for commodities controlled by 4A003.z.1.a, z.2.a, 4A004.z.1, 4A005.z.1, 4A090.a or “software” specified by 4D001 (for 4A003.z.1.a, z.2.a, 4A004.z.1 and 4A005.z.1), or 4D090.a | None |
| RS applies to “technology” for commodities controlled by 4A003.z.1.b, z.2.b, 4A004.z.2, 4A005.z.2, 4A090.b or “software” specified by 4D001 (for 4A003.z.1.b, z.2.b, 4A004.z.2, and 4A005.z.2), or 4D090.b | None |
List-based license exceptions
| Exception | As stated in the entry |
|---|---|
| APP | Yes, to specific countries (see § 740.7 of the EAR for eligibility criteria). ACE: Yes for 4E001.a (for the “development”, “production” or “use” of equipment or “software” specified in ECCN 4A005 or 4D004); and for 4E001.c, except to Country Group E:1 or E:2. See § 740.22 of the EAR for eligibility criteria. AIA: Yes for “technology” for commodities controlled by 4A003.z.1.a, z.2.a, 4A004.z.1, 4A005.z.1, 4A090.a or “software” specified by 4D001 (for 4A003.z.1.a, z.2.a, 4A004.z.1 and 4A005.z.1), or 4D090.a ACM: Yes for “technology” for commodities controlled by 4A003.z, 4A004.z, 4A005.z, 4A090 or “software” specified by 4D001 (for 4A003.z, 4A004.z and 4A005.z), or 4D090. |
| TSR | Yes, except for the following: |
Items
- a. “Technology” according to the General Technology Note, for the “development”, “production”, or “use” of equipment or “software” controlled by 4A (except 4A906, 4A980 or 4A994 and “use” of equipment controlled under 4A090) or 4D (except 4D906, 4D980, 4D993, 4D994 and “use” of software controlled under 4D090).
- b. “Technology” according to the General Technology Note, other than that controlled by 4E001.a, for the “development” or “production” of equipment as follows:
- b.1. “Digital computers” having an “Adjusted Peak Performance” (“APP”) exceeding 24 Weighted TeraFLOPS (WT);
- b.2. “Electronic assemblies” “specially designed” or modified for enhancing performance by aggregation of processors so that the “APP” of the aggregation exceeds the limit in 4E001.b.1.
- c. “Technology” for the “development” of “intrusion software.”
Related controls
N/A
Notes
Note: See § 740.2(a)(9)(ii) of the EAR for license exception restrictions for technology for .z paragraphs under ECCNs 4A003, 4A004, 4A005 or 4A090, or “software” specified by 4D001 (for 4A003.z, 4A004.z, 4A005.z, and 4A090).
Note 1: 4E001.a and .c do not apply to “vulnerability disclosure” or “cyber incident response”.
Note 2: Note 1 does not diminish national authorities' rights to ascertain compliance with 4E001.a and .c.
Source: eCFR, version
2026-08-01, retrieved
2026-08-20T04:04:59+00:00.